SEC Form 4 · accession 0001179110-18-012350
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brown
Officer — President & COO
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2018 | M | 1,005 | — | A | 1,796 | D | |
| Common Stock | Oct 23, 2018 | F | 446 | $105.42 | D | 1,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 23, 2018 | M | 1,005 | D | — | — | Common Stock | 1,005 | 16,557 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of USNA common stock.
- F2On October 23rd, 2017, the reporting person was granted 4,020 restricted stock units, vesting at 25% on each 23rd of October thereafter.