SEC Form 4 · accession 0001179110-18-010698
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Sinnott
Officer — Chief Scientific Officer
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2018 | M | 7,211 | $65.48 | A | 7,211 | D | |
| Common StockF2 | Aug 16, 2018 | S | 7,211 | $129.3855 | D | 0 | D | |
| Common StockF1 | Aug 17, 2018 | M | 7,530 | $65.48 | A | 7,530 | D | |
| Common StockF3 | Aug 17, 2018 | S | 7,530 | $128.7264 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settles Stock appreciation Right | $65.48 | Aug 16, 2018 | M | 14,645 | D | Aug 16, 2017 | Mar 16, 2022 | Common Stock | 14,645 | 105,355 | D |
| Stock-Settles Stock appreciation Right | $65.48 | Aug 17, 2018 | M | 15,355 | D | Aug 16, 2017 | Mar 16, 2022 | Common Stock | 15,355 | 90,000 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II
- F2Weighted average price. Price range in multiple transactions was $129.00 to $129.90, inclusive.
- F3Weighted average price. Price range in multiple transactions was $128.50 to $129.45, inclusive.