SEC Form 4 · accession 0001179110-18-001739
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brown
Officer — President & COO
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | M | 1,373 | — | A | 1,373 | D | |
| Common Stock | Feb 6, 2018 | F | 582 | $70.75 | D | 791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 5, 2018 | A | 9,422 | A | — | — | Common Stock | 9,422 | 18,935 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 6, 2018 | M | 1,373 | D | — | — | Common Stock | 1,373 | 17,562 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of USNA common stock.
- F2Restricted Stock Units vest 25% on the anniversary of February 5th, 2018.
- F3On May 1st, 2017, the reporting person was granted 5,493 restricted stock units, vesting at 25% on each 6th of February thereafter.