SEC Form 4 · accession 0001179110-17-011777
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brown
Officer — President & COO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | M | 2,175 | $28.81 | A | 2,175 | D | |
| Common Stock | Aug 21, 2017 | S | 2,175 | $57.80 | D | 0 | D | |
| Common StockF1 | Aug 22, 2017 | M | 10,540 | $28.81 | A | 10,540 | D | |
| Common Stock | Aug 22, 2017 | S | 10,540 | $59.00 | D | 0 | D | |
| Common StockF1 | Aug 23, 2017 | M | 3,859 | $28.81 | A | 3,859 | D | |
| Common StockF2 | Aug 23, 2017 | S | 3,859 | $59.0001 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Rights | $28.81 | Aug 21, 2017 | M | 4,360 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 4,360 | 28,140 | D |
| Stock Settled Stock Appreciation Rights | $28.81 | Aug 22, 2017 | M | 20,599 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 20,599 | 7,541 | D |
| Stock Settled Stock Appreciation Rights | $28.81 | Aug 23, 2017 | M | 7,541 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 7,541 | 0 | D |
Explanation of responses
- F1The shares acquired resulted from reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table-II
- F2Weighted average price $59.0001. Price range in multiple transactions was $59.00 to $59.25 inclusively.