SEC Form 4 · accession 0001179110-16-028939
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Auciaux
Director
Period of report
Aug 23, 2016
Accepted (ET)
Aug 23, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2016 | M | 2,317 | $57.62 | A | 2,317 | D | |
| Common StockF2 | Aug 23, 2016 | S | 2,317 | $138.7887 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Rights | $57.62 | Aug 23, 2016 | M | 4,000 | D | Jan 1, 2016 | Jun 15, 2018 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1The shares acquired resulted from reporting person's settlement of the stock-settled stock appreciation rights in Table-II.
- F2Weighted average price $138.7887. Price range in multiple transactions was $138.67 to $138.825 inclusively.