SEC Form 4 · accession 0001179110-16-028739
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Bramble
Officer — Chief Legal Officer and Sec
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | M | 2,482 | $57.62 | A | 2,482 | D | |
| Common stockF2 | Aug 15, 2016 | S | 2,482 | $132.0855 | D | 0 | D | |
| Common Stock | Aug 16, 2016 | M | 7,895 | $57.62 | A | 7,895 | D | |
| Common StockF3 | Aug 16, 2016 | S | 6,857 | $131.0558 | D | 1,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Rights | $57.62 | Aug 15, 2016 | M | 4,405 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 4,405 | 32,595 | D |
| Stock Settled Stock Appreciation Rights | $57.62 | Aug 16, 2016 | M | 14,095 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 14,095 | 18,500 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-setteld stock appreciation rights disclosed in Table-II
- F2Weighted average price $132.0855. Price range in multiple transactions was $132 to $132.53 inclusively.
- F3Weighted average price $131.0558. Price range was $131 to $131.285 inclusively.