SEC Form 4 · accession 0001179110-16-028706
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Guest
Officer — Co-C.E.O.
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | M | 16,285 | $57.62 | A | 16,285 | D | |
| Common StockF2 | Aug 15, 2016 | S | 16,285 | $131.0776 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Rights | $57.62 | Aug 15, 2016 | M | 29,250 | D | Aug 15, 2016 | Mar 15, 2018 | Common Stock | 29,250 | 29,250 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II
- F2Weighted Average Price $131.0776. The Price range in multiple transactions was $130.50 to $131.98 inclusively.