SEC Form 4 · accession 0001179110-15-016361
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doug Braun
Officer — Chief Marketing Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | M | 2,748 | $29.59 | A | 2,748 | D | |
| Common Stock | Dec 15, 2015 | S | 2,748 | $132.00 | D | 0 | D | |
| Common StockF1 | Dec 16, 2015 | M | 8,159 | $29.59 | A | 8,159 | D | |
| Common StockF2 | Dec 16, 2015 | S | 8,159 | $130.3892 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Rights | $29.59 | Dec 15, 2015 | M | 3,542 | D | Dec 14, 2012 | Jun 14, 2017 | Common Stock | 3,542 | 24,658 | D |
| Stock-Settled Stock Appreciation Rights | $29.59 | Dec 16, 2015 | M | 10,558 | D | Dec 14, 2012 | Jun 14, 2017 | Common Stock | 10,558 | 14,100 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price. Price range in multiple transactions was $130.00 to $131.34, inclusive.