SEC Form 4 · accession 0001179110-15-007571
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brown
Officer — Chief Operations Officer
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | M | 5,900 | $35.47 | A | 5,900 | D | |
| Common StockF2 | May 8, 2015 | S | 5,900 | $124.8081 | D | 0 | D | |
| Common StockF1 | May 11, 2015 | M | 1,960 | $35.47 | A | 1,960 | D | |
| Common StockF3 | May 11, 2015 | S | 1,960 | $123.423 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Rights | $35.47 | May 8, 2015 | M | 8,245 | D | Apr 27, 2014 | Oct 27, 2015 | Common Stock | 8,245 | 2,755 | D |
| Stock-Settled Stock Appreciation Rights | $35.47 | May 11, 2015 | M | 2,755 | D | Apr 27, 2014 | Oct 27, 2015 | Common Stock | 2,755 | 0 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price. Price range in multiple transactions was $124.75 to $124.905, inclusive.
- F3Weighted average price. Price range in multiple transactions was $123.26 to $123.54, inclusive.