SEC Form 4 · accession 0001179110-15-007570
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Guest
Officer — Pres. of Americas:Europe, SP
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2015 | M | 2,544 | $35.47 | A | 2,544 | D | |
| Common StockF2 | May 7, 2015 | S | 2,544 | $135.5215 | D | 0 | D | |
| Common StockF1 | May 8, 2015 | M | 175 | $35.47 | A | 175 | D | |
| Common Stock | May 8, 2015 | S | 175 | $125.00 | D | 0 | D | |
| Common StockF1 | May 11, 2015 | M | 12,324 | $35.47 | A | 12,324 | D | |
| Common StockF3 | May 11, 2015 | S | 12,324 | $120.2128 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Rights | $35.47 | May 7, 2015 | M | 3,451 | D | Apr 27, 2014 | Oct 27, 2015 | Common Stock | 3,451 | 21,799 | D |
| Stock-Settled Stock Appreciation Rights | $35.47 | May 8, 2015 | M | 245 | D | Apr 27, 2014 | Oct 27, 2015 | Common Stock | 245 | 21,554 | D |
| Stock-Settled Stock Appreciation Rights | $35.47 | May 11, 2015 | M | 17,496 | D | Apr 27, 2014 | Oct 27, 2015 | Common Stock | 17,496 | 4,058 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price. Price range in multiple transactions was $135.00 to $136.79, inclusive.
- F3Weighted average price. Price range in multiple transactions was $120.00 to $121.15, inclusive.