SEC Form 4 · accession 0001209191-18-051929
Chubb Ltd · CB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan G Greenberg
Officer — Chairman & CEO · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 19, 2018 | M | 166,684 | $38.51 | A | 1,583,326 | D | |
| Common SharesF2 | Sep 19, 2018 | S | 166,684 | $140.12 | D | 1,416,642 | D | |
| Common SharesF3 | Sep 19, 2018 | S | 7,800 | $140.51 | D | 1,408,842 | D | |
| Common SharesF4 | Sep 19, 2018 | S | 2,872 | $140.72 | D | 1,405,970 | D | |
| Common SharesF5 | Sep 19, 2018 | S | 7,078 | $140.87 | D | 1,398,892 | D | |
| Common SharesF6 | Sep 19, 2018 | S | 25,790 | $140.81 | D | 1,373,102 | D | |
| Common SharesF7 | Sep 19, 2018 | S | 8,885 | $140.73 | D | 48,764 | I | By Son's Trust |
| Common SharesF7 | Sep 19, 2018 | S | 8,885 | $140.73 | D | 48,764 | I | By Daughter's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF9,F8 | $38.51 | Sep 19, 2018 | M | 166,684 | D | — | Feb 26, 2019 | Common Shares | 166,684 | 1,024,873 | D |
Explanation of responses
- F1Includes sale of Common Shares in connection with broker-assisted cashless exercise of options.
- F2The Common Shares reported herein as being sold were sold at a range of between $139.77 and $140.46 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F3The Common Shares reported herein as being sold were sold at a range of between $140.40 and $140.57 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F4The Common Shares reported herein as being sold were sold at a range of between $140.70 and $140.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F5The Common Shares reported herein as being sold were sold at a range of between $140.80 and $140.95 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F6The Common Shares reported herein as being sold were sold at a range of between $140.80 and $140.89 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F7The Common Shares reported herein as being sold were sold at a range of between $140.70 and $140.85 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F8The stock options vested in equal installments on February 26, 2010, February 26, 2011 and February 26, 2012.
- F9Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Total remaining from this tranche is 2,596.