SEC Form 4 · accession 0001209191-17-066923
Chubb Ltd · CB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan G Greenberg
Officer — Chairman & CEO · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 20, 2017 | M | 16,022 | $60.28 | A | 1,367,229 | D | |
| Common SharesF2 | Dec 20, 2017 | S | 14,364 | $147.20 | D | 1,352,865 | D | |
| Common Shares | Dec 21, 2017 | M | 114,618 | $60.28 | A | 1,467,483 | D | |
| Common SharesF3 | Dec 21, 2017 | S | 81,397 | $145.27 | D | 1,386,086 | D | |
| Common Shares | holding | — | — | — | 57,649 | I | By Son's Trust | |
| Common Shares | holding | — | — | — | 57,649 | I | By Daughter's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF5,F4 | $60.28 | Dec 20, 2017 | M | 16,022 | D | — | Feb 27, 2018 | Common Shares | 16,022 | 1,223,704 | D |
| Options to Acquire Common SharesF6,F4 | $60.28 | Dec 21, 2017 | M | 114,618 | D | — | Feb 27, 2018 | Common Shares | 114,618 | 1,109,086 | D |
Explanation of responses
- F1Includes sale of Common Shares in connection with broker-assisted cashless exercise of options.
- F2The Common Shares reported herein as being sold were sold at a range of between $147.00 and $147.56 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F3The Common Shares reported herein as being sold were sold at a range of between $145.06 and $145.50 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F4The stock options vested in equal installments on February 27, 2009, February 27, 2010 and February 27, 2011.
- F5Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.
- F6All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.