SEC Form 4 · accession 0001209191-17-019114
Chubb Ltd · CB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Lupica
Officer — Vice Chrm, Chubb Limited*
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 10:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 7, 2017 | M | 1,658 | $60.28 | A | 193,207 | D | |
| Common Shares | Mar 7, 2017 | M | 1,985 | $50.37 | A | 195,192 | D | |
| Common Shares | holding | — | — | — | 35,700 | I | By trust for wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF2,F1 | $60.28 | Mar 7, 2017 | M | 1,658 | D | — | Feb 27, 2018 | Common Shares | 1,658 | 143,899 | D |
| Options to Acquire Common SharesF4,F3 | $50.37 | Mar 7, 2017 | M | 1,985 | D | — | Feb 25, 2020 | Common Shares | 1,985 | 141,914 | D |
Explanation of responses
- F1The stock options vested in equal installments on February 27, 2009, February 27, 2010 and February 27, 2011.
- F2All options of this tranche have been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
- F3The stock options vested in equal installments on February 25, 2011, February 25, 2012 and February 25, 2013.
- F4All options of this tranche have been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
Remarks
*/Chubb Group and President, North America Major Accounts and Specialty Insurance