SEC Form 4 · accession 0001209191-16-135401
Chubb Ltd · CB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Ringsted
Officer — EVP, Chief Risk Officer and*
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 8:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 2, 2016 | M | 8,070 | $56.14 | A | 169,762 | D | |
| Common Shares | Aug 2, 2016 | S | 8,070 | $125.00 | D | 161,692 | D | |
| Common Shares | Aug 2, 2016 | S | 7,500 | $125.00 | D | 154,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF3,F2 | $56.14 | Aug 2, 2016 | M | 8,070 | D | — | Feb 28, 2017 | Common Shares | 8,070 | 108,901 | D |
Explanation of responses
- F1Sale of Common Shares in connection with broker-assisted cashless exercise of options.
- F2The stock options vested in equal installments on February 22, 2007, February 22, 2008 and February 22, 2009.
- F3All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.
Remarks
*Chief Actuary