SEC Form 4 · accession 0001437749-26-030184
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director
Period of report
Sep 11, 2026
Accepted (ET)
Sep 11, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2026 | M | 7,973 | $21.93 | A | 1,473,503 | D | |
| Common StockF2 | Sep 11, 2026 | F | 7,204 | $21.93 | D | 1,466,299 | D | |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by spouse | |
| Common Stock | holding | — | — | — | 8,549 | I | Shares held in 401(k) plan | |
| Common Stock | holding | — | — | — | 88,320 | I | Grandchildren's trust accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.
- F2Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.