SEC Form 4 · accession 0001437749-26-029547
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director
Period of report
Sep 2, 2026
Accepted (ET)
Sep 2, 2026 · 8:48 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2026 | S | 22,811 | $25.04 | D | 1,465,530 | D | |
| Common Stock | Sep 2, 2026 | S | 266 | $25.04 | D | 22,081 | I | 2020 Trust FBO Kolhai Gibran Kathwari |
| Common Stock | Sep 2, 2026 | S | 266 | $25.04 | D | 22,081 | I | 2020 Trust FBO Zavier Irfan Kathwari |
| Common Stock | Sep 2, 2026 | S | 265 | $25.04 | D | 22,077 | I | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| Common Stock | Sep 2, 2026 | S | 266 | $25.04 | D | 22,081 | I | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by spouse | |
| Common Stock | holding | — | — | — | 8,549 | I | Shares held in 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.