SEC Form 4 · accession 0001437749-26-026849
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director
Period of report
Aug 10, 2026
Accepted (ET)
Aug 10, 2026 · 9:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2026 | F | 3,272 | $23.51 | D | 1,488,341 | D | |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by spouse | |
| Common Stock | holding | — | — | — | 8,549 | I | Shares held in 401(k) plan | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Kolhai Gibran Kathwari | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Zavier Irfan Kathwari | |
| Common Stock | holding | — | — | — | 22,342 | I | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.