SEC Form 4 · accession 0001437749-26-026614
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director
Period of report
Aug 5, 2026
Accepted (ET)
Aug 7, 2026 · 5:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2026 | A | 16,223 | $0.00 | A | 1,499,451 | D | |
| Common StockF2 | Aug 6, 2026 | F | 3,948 | $23.51 | D | 1,495,503 | D | |
| Common StockF3 | Aug 7, 2026 | F | 3,890 | $23.71 | D | 1,491,613 | D | |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by spouse | |
| Common Stock | holding | — | — | — | 8,549 | I | Shares held in 401(k) plan | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Kolhai Gibran Kathwari | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Zavier Irfan Kathwari | |
| Common Stock | holding | — | — | — | 22,342 | I | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari | |
| Common Stock | holding | — | — | — | 22,347 | I | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
- F2Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.
- F3Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.