SEC Form 4 · accession 0001179110-18-012633
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Nov 6, 2018
Accepted (ET)
Nov 7, 2018 · 1:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2018 | P | 10,000 | $19.50 | A | 1,979,377 | D | |
| Common StockF2 | holding | — | — | — | 340,776 | I | The Irfan Kathwari Foundation | |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.44 to $19.57, inclusive. The reporting person undertakes to provide to the Company any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2Corrects a scrivener's error in the in the amount of securities beneficially owned as reported on the Form 4 filed on September 25, 2018.