SEC Form 4 · accession 0001179110-17-015845
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2017 | G | 2,875 | $29.20 | D | 303,776 | I | The Ifran Kathwari Foundation |
| Common Stock | holding | — | — | — | 2,100,403 | D | ||
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes 11,031 shares gifted from The Ifran Kathwari Foundation on 3/16/2017.