SEC Form 4/A · accession 0001179110-17-011296
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Jul 26, 2017
Accepted (ET)
Aug 9, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 26, 2017 | F | 35,714 | $30.80 | D | 2,100,403 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer, as permitted under the Ethan Allen Interiors Inc. Stock Incentive Plan, to satisfy the Reporting Person's tax withholding obligation in connection with the vesting on July 26, 2017 of performance stock units previously granted to the Reporting Person. There was no open market sale of the common stock by the Reporting Person.
- F2Closing market price per share of the Issuer's common stock on the transaction date.
Remarks
The Reporting Person is amending the Form 4, as amended by Amendment No. 1 thereto, each filed on July 28, 2017, which inadvertently omitted the disposition being reported herein.