SEC Form 4 · accession 0001179110-17-010779
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James B. Carlson
Director
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $30.80 | Jul 26, 2017 | M | 3,247 | A | — | Jul 26, 2017 | common stock | 3,247 | 5,568 | D |
Explanation of responses
- F1Options vest ratably over three years