SEC Form 4 · accession 0001179110-17-004985
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B. Carlson
Director
Period of report
Mar 19, 2017
Accepted (ET)
Mar 21, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | Mar 19, 2017 | M | 1,160 | $28.73 | A | 16,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $28.73 | Mar 19, 2017 | M | 1,160 | A | Jul 21, 2016 | Jul 21, 2025 | Common Stock | 1,160 | 2,321 | D |