SEC Form 4 · accession 0001179110-16-032270
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | G | 40,000 | $0.00 | D | 2,060,672 | D | |
| Common Stock | Nov 30, 2016 | G | 40,000 | $0.00 | A | 317,682 | I | The Irfan Kathwari Foundation |
Table II — derivative securities
No Table II lines on this filing.