SEC Form 4 · accession 0001179110-16-031151
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | G | 40,000 | $0.00 | D | 2,100,672 | D | |
| Common Stock | holding | — | — | — | 277,682 | I | The Irfan Kathwari Foundation | |
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifts of 10,000 shares each made to four trusts.