SEC Form 4 · accession 0001179110-16-029803
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Farooq Kathwari
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | G | 2,599 | $32.065 | D | 277,682 | I | The Ifran Kathwari Foundation |
| Common StockF2 | holding | — | — | — | 2,140,672 | D | ||
| Common Stock | holding | — | — | — | 15,364 | I | Shares held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes the following shares gifted from The Irfan Kathwari Foundation: 12,355 shares gifted on 3/19/2015; and 10,550 shares gifted on 3/30/2016.
- F2Balance includes 100,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 12/16/2015.