SEC Form 4 · accession 0001179110-16-028658
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton A Clark
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | Aug 11, 2016 | M | 1,462 | $22.80 | A | 3,679 | D | |
| Stock Options (right to buy) | Aug 11, 2016 | F | 1,041 | $34.0742 | D | 2,638 | D | |
| Stock Options (right to buy) | Aug 11, 2016 | M | 3,357 | $29.79 | A | 5,595 | D | |
| Stock Options (right to buy) | Aug 11, 2016 | S | 3,357 | $34.039 | D | 2,638 | D | |
| Stock Options (right to buy) | Aug 11, 2016 | M | 1,160 | $28.73 | A | 3,798 | D | |
| Stock Options (right to buy) | Aug 11, 2016 | F | 1,041 | $34.082 | D | 2,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $22.80 | Aug 11, 2016 | M | 1,462 | D | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 1,462 | 1,462 | D |
| Stock Options (right to buy) | $29.79 | Aug 11, 2016 | M | 3,357 | D | Jul 30, 2014 | Jul 30, 2023 | Common Stock | 3,357 | 0 | D |
| Stock Options (right to buy) | $28.73 | Aug 11, 2016 | M | 1,160 | D | Jul 21, 2016 | Jul 21, 2025 | Common Stock | 1,160 | 2,321 | D |