SEC Form 4 · accession 0001179110-16-028095
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Dooner Jr.
Director
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $34.73 | Jul 29, 2016 | A | 2,879 | A | Jul 29, 2017 | Jul 29, 2026 | Options to Purchase Common Stock | 2,879 | 2,879 | D |
Explanation of responses
- F1Options vest ratably over three years.