SEC Form 4 · accession 0001179110-16-020654
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B. Carlson
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | Mar 1, 2016 | M | 1,462 | $22.80 | A | 13,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $22.80 | Mar 1, 2016 | M | 1,462 | D | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 1,462 | 2,924 | D |