SEC Form 5 · accession 0001179110-15-012185
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Moore
Officer — VP, Adv & Communications
Period of report
Jun 30, 2015
Accepted (ET)
Aug 14, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1,F2 | $25.24 | holding | — | — | — | Feb 1, 2017 | Jan 31, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Options will performance vest ratably over fiscal years 2014, 2015 and 2016 pursuant to Stock Option Agreement. Performance Vested stock options shall then fully vest ratable in 3rd, 4th and 5th anniversary of Grant Date.
- F2Previously reported on 2/4/2014. Purpose of filing is to indicate reporting person is no longer subject to Section 16.