SEC Form 4 · accession 0001179110-15-011940
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton A Clark
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | Aug 7, 2015 | M | 1,616 | $20.63 | A | 4,116 | D | |
| Stock Options (right to buy) | Aug 7, 2015 | M | 1,462 | $22.80 | A | 5,578 | D | |
| Common StockF1 | Aug 7, 2015 | S | 2,361 | $30.013 | D | 3,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $20.63 | Aug 7, 2015 | M | 1,616 | D | Jul 31, 2013 | Jul 31, 2022 | Common Stock | 1,616 | 0 | D |
| Stock Options (right to buy) | $22.80 | Aug 7, 2015 | M | 1,462 | D | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 1,462 | 2,924 | D |
Explanation of responses
- F1Sold just enough shares to pay for exercise of options and held remaining shares.