SEC Form 4 · accession 0001179110-15-011478
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Dooner Jr.
Director
Period of report
Jul 21, 2015
Accepted (ET)
Jul 23, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $28.73 | Jul 21, 2015 | A | 3,481 | A | Jul 21, 2016 | Jul 21, 2025 | Options to Purchase Common Stock | 3,481 | 3,481 | D |
Explanation of responses
- F1Options vest ratably over three years.