SEC Form 4/A · accession 0001104659-18-041027
ENBRIDGE INC · ENB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Catherine Lynne Williams
Director
Period of report
Mar 23, 2018
Accepted (ET)
Jun 19, 2018 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895728
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3,F2 | — | Mar 23, 2018 | A | 568 | A | — | — | Common Shares | 568 | 38,460 | D |
Explanation of responses
- F1This form is being filed to correct the number of Deferred Stock Units ("DSUs") reported on the original Form 4.
- F2All non-employee directors receive a portion of their compensation in the form of DSUs, which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date.
- F3Includes 604 DSUs acquired by the Reporting Person between January 2, 2018 and March 23, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11.