SEC Form 4 · accession 0000895728-18-000128
ENBRIDGE INC · ENB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Whelen
Officer — See Remarks
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 24, 2018 | M | 90,000 | $19.805 | A | 226,828 | D | |
| Common SharesF1 | Dec 24, 2018 | F | 26,958 | $41.92 | D | 199,870 | D | |
| Common SharesF3 | holding | — | — | — | 1,928 | I | Held through Enbridge Employee Savings Plan Registered Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F4 | $19.805 | Dec 24, 2018 | M | 90,000 | D | — | Feb 25, 2019 | Common Shares | 90,000 | 0 | D |
Explanation of responses
- F1The exercise price is in Canadian dollars.
- F2Includes 125 Enbridge Common Shares acquired by the Reporting Person between November 9, 2018 and December 24, 2018 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan.
- F3Includes 89 Enbridge Common Shares acquired by the Reporting Person between February 3, 2018 and November 30, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11 and 29 Enbridge Common Shares acquired by the Reporting Person between December 1, 2018 and December 24, 2018 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan.
- F4The options are fully vested.
Remarks
Executive Vice President & Chief Financial Officer