SEC Form 4 · accession 0001209191-17-007020
Invesco California Value Municipal Income Trust · VCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Phillips
Other
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895531
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 1, 2017 | P | 10,000 | $12.418 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares purchased at each separate price.
- F2Reflects the weighted average purchase price. The range of prices for such transactions is $12.40 - $12.42.