SEC Form 4 · accession 0001225208-26-006895
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Courtney Haning
Director
Period of report
Jul 30, 2026
Accepted (ET)
Aug 3, 2026 · 5:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Jul 30, 2026 | S | 3,000 | $49.06 | D | 19,750 | D | |
| Common Stock, without par value | Jul 31, 2026 | M | 3,000 | $39.80 | A | 22,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $39.80 | Jul 31, 2026 | M | 3,000 | D | — | Jan 3, 2027 | Common Stock, without par value | 3,000 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $49.00 to $49.35. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.