SEC Form 4 · accession 0001225208-19-003940
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Simms
Officer — President of Operations
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Feb 27, 2019 | S | 1,750 | $30.0272 | D | 6,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.