SEC Form 4 · accession 0001225208-19-003939
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Byron Wortham
Officer — President, Core Brands
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Feb 27, 2019 | M | 1,000 | $18.90 | A | 2,350 | D | |
| Common Stock, without par value | Feb 27, 2019 | S | 1,000 | $30.00 | D | 1,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.90 | Feb 27, 2019 | M | 1,000 | D | — | Jan 2, 2028 | Common Stock, without par value | 1,000 | 4,000 | D |
Explanation of responses
- F1Option vests 20% per year beginning on the first anniversary of the date of grant.
Remarks
EXHIBIT INDEX Exhibit 24 - Power of Attorney