SEC Form 4 · accession 0001225208-19-003938
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Burton Moore Jr.
Director
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Feb 27, 2019 | M | 4,000 | $18.90 | A | 22,101 | D | |
| Common Stock, without par valueF1 | Feb 27, 2019 | S | 4,000 | $30.22 | D | 18,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.90 | Feb 27, 2019 | M | 4,000 | D | Jan 2, 2018 | Jan 2, 2023 | Common Stock, without par value | 4,000 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.67 to $30.66. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.