SEC Form 4 · accession 0001225208-19-000221
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. Robertson
Officer — Chief Financial Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $26.00 | Jan 2, 2019 | A | 5,000 | A | — | Jan 2, 2029 | Common Stock, without par value | 5,000 | 5,000 | D |
Explanation of responses
- F1Option vests 20% per year beginning on the first anniversary of the date of grant.