SEC Form 4 · accession 0001225208-18-012709
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Brooks
Officer — President and CEO
Period of report
Apr 13, 2015
Accepted (ET)
Aug 17, 2018 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Apr 13, 2015 | G | 1,244 | $0.00 | A | 4,709 | D | |
| Common Stock, without par value | Aug 15, 2018 | S | 3,178 | $30.55 | D | 6,781 | D | |
| Common Stock, without par value | Aug 16, 2018 | S | 2,578 | $30.55 | D | 4,203 | D | |
| Common Stock, without par value | Apr 13, 2015 | G | 1,244 | $0.00 | A | 2,779 | I | By Spouse |
| Common Stock, without par value | Aug 15, 2018 | S | 1,244 | $30.55 | D | 1,535 | I | By Spouse |
| Common Stock, without par value | Apr 13, 2015 | G | 2,488 | $0.00 | A | 4,488 | I | Minor Children |
| Common Stock, without par value | Aug 15, 2018 | S | 1,244 | $30.57 | D | 3,244 | I | Minor Children |
| Common Stock, without par value | Aug 15, 2018 | S | 1,244 | $30.55 | D | 2,000 | I | Minor Children |
Table II — derivative securities
No Table II lines on this filing.
Remarks
EXHIBIT INDEX Exhibit 24 - Power of Attorney