SEC Form 4 · accession 0001225208-18-012708
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Brooks
Officer — Chairman of the Board · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Aug 15, 2018 | S | 1,300 | $30.6115 | D | 310,172 | D | |
| Common Stock, without par valueF2 | Aug 16, 2018 | S | 1,200 | $30.3083 | D | 308,972 | D | |
| Common Stock, without par value | Aug 17, 2018 | S | 1,000 | $30.10 | D | 307,972 | D | |
| Common Stock, without par value | Aug 17, 2018 | S | 1,500 | $30.00 | D | 306,472 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.50 to $31.05. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.05 to $30.55. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.