SEC Form 4 · accession 0001225208-18-012611
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Brooks
Officer — Chairman of the Board · Director
Period of report
Apr 13, 2015
Accepted (ET)
Aug 15, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Apr 13, 2015 | G | 14,883 | $0.00 | D | 316,472 | D | |
| Common Stock, without par valueF1 | Aug 13, 2018 | S | 2,500 | $30.806 | D | 313,972 | D | |
| Common Stock, without par valueF2 | Aug 14, 2018 | S | 300 | $31.4667 | D | 313,672 | D | |
| Common Stock, without par valueF3 | Aug 14, 2018 | S | 2,200 | $31.1091 | D | 311,472 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.65 to $30.90. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $31.40 to $31.55. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F3Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.40 to $31.30. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Remarks
EXHIBIT INDEX Exhibit 24 - Power of Attorney