SEC Form 4 · accession 0001225208-18-010599
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Simms
Officer — President of Operations
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Jun 11, 2018 | S | 1,504 | $29.0168 | D | 6,246 | D | |
| Common Stock, without par valueF2 | Jun 12, 2018 | S | 2,496 | $29.12 | D | 3,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.00 to $29.05. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.00 to $29.25. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Remarks
EXHIBIT INDEX Exhibit 24 - Power of Attorney