SEC Form 4 · accession 0001225208-18-010385
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Finn
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Jun 6, 2018 | S | 7,213 | $28.0626 | D | 29,153 | D | |
| Common Stock, without par valueF2 | Jun 7, 2018 | S | 2,787 | $28.2955 | D | 26,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.00 to $28.20. Upon request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.00 to $28.60. Upon request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Remarks
EXHIBIT INDEX Exhibit 24 - Power of Attorney