SEC Form 4 · accession 0001225208-18-000681
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen E Corlett
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Jan 2, 2018 | A | 370 | $0.00 | A | 31,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.90 | Jan 2, 2018 | A | 4,000 | A | Jan 2, 2018 | Jan 2, 2023 | Common Stock, without par value | 4,000 | 4,000 | D |