SEC Form 4 · accession 0001225208-17-006304
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. Robertson
Officer — Chief Financial Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 15, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.35 | Mar 9, 2017 | A | 11,500 | A | — | Mar 9, 2027 | Common Stock, without par value | 11,500 | 11,500 | D |
Explanation of responses
- F1Option vests 20% per year beginning on the first anniversary of the date of grant.