SEC Form 4 · accession 0001225208-17-000557
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Courtney Haning
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Jan 3, 2017 | A | 606 | $0.00 | A | 19,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $11.55 | Jan 3, 2017 | A | 2,000 | A | Jan 3, 2017 | Jan 3, 2022 | Common Stock, without par value | 2,000 | 2,000 | D |