SEC Form 4 · accession 0001225208-15-007560
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harley E Rouda Jr.
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Mar 9, 2015 | S | 6,700 | $21.6353 | D | 0 | I | HER Investment Limited Retirement Trust |
| Common Stock, without par value | holding | — | — | — | 31,576 | D | ||
| Common Stock, without par value | holding | — | — | — | 2,400 | I | Minor Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $21.51 to $21.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.