SEC Form 4 · accession 0001225208-15-006641
ROCKY BRANDS, INC. · RCKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Brooks
Officer — President-US Wholesale Sales
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Mar 2, 2015 | S | 2,000 | $20.1493 | D | 3,465 | D | |
| Common Stock, without par value | holding | — | — | — | 1,535 | I | By Spouse | |
| Common Stock, without par value | holding | — | — | — | 2,000 | I | Minor Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $20.10 to $20.21. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.